ETF & Mutual Fund, Research

The SEC’s Proposed Changes to the ‘Names Rule’ to Impact Thematic and Factor Fund

Aniket Ullal, SVP Fund Data & Analytics
31 May 2022


On May 25, 2022, the U.S. Securities and Exchange Commission (SEC) proposed changes to specific rules that apply to funds regulated under the Investment Company Act of 1940. These changes focus on the naming and disclosure requirements of a fund in relation to its intended investment objective.

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